Leslie Wagner
Leslie Wagner is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6800 Park Ten Blvd., Suite 130E, San Antonio, TX, 78213
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leslie sells Mary Kay cosmetics, dedicating minimal time to it. Leslie also sells fixed insurance products through National Financial Alliance, and dedicates about 10-20% of their time to this. Leslie is also involved with several entities related to their LPL business, providing financial planning and asset management services, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLCBroker
Strategic Financial Concepts, LLC
Previous Registrations
LPL Financial LLC
Mutual Service CorporationBroker
American General Securities IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.