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Matthew Daugherty

Colorado Financial Service Corporation
15 Years of Experience
Denver, CO
Broker
View SEC Summary
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Matthew Daugherty is a registered investment advisor at Colorado Financial Service Corporation, based in Denver, CO, with 15 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 188 clients with $84M in assets under management.

Colorado Financial Service Corporation
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
188 clients
Average Client Portfolio
$447K average
Assets Under Management
$84.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.5M1.50%
$2.5M+1.50%

Fees are negotiable. Amounts over $2,500,000 are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Denver, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew is an employee of Golden Eagle LLC and GEP LLC, providing biotech consulting services. This takes nearly all of Matthew's time, both during and outside of market hours.

Employment History
Current Registrations
Colorado Financial Service CorporationBroker
May 2016 - Present · 10 yrs 5 mos
Colorado Financial Service Corporation
May 2016 - Present · 10 yrs 5 mos
Colorado Financial Service Corporation
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Dinosaur Securities, L.L.C.Broker
June 2013 - June 2014 · 1 yr
Ascendiant Securities, LLCBroker
October 2011 - August 2012 · 10 mos
Alpha Strategies Investment Consulting
September 2011 - March 2015 · 3 yrs 6 mos
First Southwest CompanyBroker
January 2010 - June 2010 · 5 mos
Continental Investors Services, INC.Broker
September 2008 - January 2010 · 1 yr 4 mos
Western Equity Group, INC.Broker
July 2008 - August 2008 · 1 mo
Securian Financial Services, INC.Broker
December 2007 - December 2007 · 0 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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