Vincent Baroldi
Vincent Baroldi is a registered investment advisor at Baroldi Wood Mance Financial Advisors, LLC, based in Foothill Ranch, CA, with 21 years of industry experience. Vincent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 272 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.20% |
The maximum annual fee charged for asset management services will not exceed 1.20%. Fees are negotiable.
Fee Estimator
Location
27442 Portola Parkway, Suite 155, Foothill Ranch, CA, 92610
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Vincent is the President of Baroldi Gundersen, LLP, an accounting and tax firm, since 2001. This activity is not investment-related and takes more than full-time hours.
Employment History
Current Registrations
Baroldi Wood Mance Financial Advisors, LLC
Previous Registrations
Harvest Investment Services, LLC
Investment Advisors
Proequities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.