Broc Wavra
Broc Wavra is a registered investment advisor at Valley Wealth Strategies, LLC, based in Brawley, CA, with 20 years of industry experience. Broc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,055 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.5M | 1.00% |
| $1.5M+ | 1.00% |
Fees negotiable for amounts over $1,500,000.
Fee Estimator
Location
560 N 8th St, Suite D, Brawley, CA, 92227
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2025Customer Dispute
March 2025Other Business ActivitiesSells Insurance
Broc operates under the DBAs Zuk Financial Group and Wavra Financial Services for his LPL business. He also provides investment advisory services through Valley Wealth Strategies, LLC and works as a paralegal for Citadel Law Offices, dedicating minimal time to this role.
Employment History
Current Registrations
Valley Wealth Strategies, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Valley Wealth Strategies
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.