NB
NB

Nicholas Brown

21 Years of Experience
North Ridgeville, OH
2 DisclosuresBroker

Nicholas Brown is a registered investment advisor at J.P. Morgan Securities LLC, based in North Ridgeville, OH, with 21 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,055,400 clients with $350B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
13547 advisors
Number of Clients
1,055,400 clients
Average Client Portfolio
$334K average
Assets Under Management
$352.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.45%
$250K - $500K1.30%
$500K - $1000K1.15%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $15.0M0.55%
$15.0M - $25.0M0.50%
$25.0M - $50.0M0.40%
$50M+0.30%

The Advisory Fee rate for assets invested in the Fixed Income Advisory Program (FIAP) is 0.70%. The Advisory Fee rate for assets invested in the Liquidity Management Strategy (LMS) is 0.40%. Effective November 10, 2025 the Advisory Fee rate for new LMS investors and LMS proposals dated on or after November 10, 2025 will be 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

34385 Center Ridge Rd, North Ridgeville, OH, 44039

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Customer Dispute
October 2007
Settled
Other Business Activities

Nicholas owns rental property since 2014. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 13 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - Present · 13 yrs 9 mos
Previous Registrations
Chase Investment Services CORP.
April 2010 - October 2012 · 2 yrs 6 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
The Huntington Investment CompanyBroker
April 2008 - April 2010 · 2 yrs
The Huntington Investment Company
April 2008 - April 2010 · 2 yrs
Chase Investment Services CORP.
March 2006 - March 2008 · 2 yrs
Chase Investment Services CORP.Broker
July 2005 - March 2008 · 2 yrs 8 mos
Banc One Securities CorporationBroker
March 2005 - July 2005 · 4 mos
American Express Financial Advisors, INC.
August 2004 - February 2005 · 6 mos
American Express Financial Advisors INC.Broker
July 2004 - February 2005 · 7 mos
Ids Life Insurance CompanyBroker
July 2004 - February 2005 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Brown - Financial Advisor | TrueAdvisor