Steven Higgins is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1934 Market Street,, Denver, CO, 80202
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Regulatory History (2)
Customer Dispute
December 2016Customer Dispute
July 2009Other Business Activities
Steven is involved with HD Wealth Strategies and Higgins & Schmidt Wealth Strategies as an investment advisor representative (IAR) and DBA for LPL business, dedicating about a quarter of his time to each. He is also a partner in 1936 Market St. Capital Group, a real estate holding company, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
Higgins & Schmidt Wealth Strategies LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward JonesBroker
Country Capital Management CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.