JB
CFP
JB
CFP

James Michael Bray

21 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
722 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$965.5M

Fee Structure

Financial Planning:Included in AUM fee
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Location

21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cypress Wealth Services, LLC
October 2025 - Present · 4 mos
Previous Registrations
Steelpeak Wealth, LLC
May 2023 - October 2025 · 2 yrs 5 mos
Royal Alliance Associates, INC.Broker
November 2018 - May 2023 · 4 yrs 6 mos
Seia
July 2017 - May 2023 · 5 yrs 10 mos
Signator Investors, INC.Broker
July 2017 - November 2018 · 1 yr 4 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2015 - July 2017 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
September 2010 - February 2015 · 4 yrs 5 mos
Wells Fargo Advisors, LLCBroker
September 2010 - February 2015 · 4 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2004 - April 2007 · 2 yrs 8 mos
Morgan Stanley Dw INC.Broker
June 2004 - April 2007 · 2 yrs 10 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
James Michael Bray - Financial Advisor | TrueAdvisor