Erin Serrate is a registered investment advisor at Asio Capital LLC, based in Lexington, KY, with 14 years of industry experience. Erin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 270 clients with $620M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Asio Capital's annual fees for investment management are based on a percentage of the value of your portfolio, generally ranging from 0.50% to 1.15%. The specific fee is determined based on factors like the complexity of your situation, the amount you invest, and the type of portfolio. Fees are billed monthly, based on the month-end value of your account.
Location
220 Lexington Green Circle, Suite 420, Lexington, KY, 40503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Erin is a minority owner of DV8 Kitchen restaurant, co-trustee of the Hershey Family Trust, and manager of two real estate investment LLCs. She also serves as a board member for Lexington Catholic High School, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Asio Capital LLC
Previous Registrations
Bb&t Investment Services, INC.
U.S. Bancorp Investments, INC.
American Express Financial Advisors, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.