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Jennifer Chatterton

B. Riley Wealth Advisors, INC.
22 Years of Experience
Ocala, FL
5 DisclosuresBroker
View SEC Summary
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Jennifer Chatterton is a registered investment advisor at B. Riley Wealth Advisors, INC., based in Ocala, FL, with 22 years of industry experience. Jennifer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 10,573 clients with $4.2B in assets under management.

B. Riley Wealth Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
167 advisors
Number of Clients
10,573 clients
Average Client Portfolio
$398K average
Assets Under Management
$4.2B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $1.0M2.50%
$1M+2.00%

Maximum annual fee rates shown. Rates vary depending on whether transaction fees are bundled (wrap) or paid separately (non-wrap). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2603 SE 17th St., Suite B, Ocala, FL, 34471

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Denied
Customer Dispute
December 2011
Denied
Customer Dispute
December 2011
Denied
Customer Dispute
September 2011
Denied
Customer Dispute
May 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jennifer is a board member for Grace Christian School and the Early Learning Coalition, and is involved with the Ocala Women's Network and Marion County Youth Football League. She is also a partner in J&L 9798 LLC, a real estate investment entity, and spends minimal time on each of these activities.

Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
August 2022 - Present · 4 yrs 2 mos
B. Riley Wealth ManagementBroker
April 2012 - Present · 14 yrs 6 mos
Previous Registrations
B Riley Wealth Management
May 2012 - December 2022 · 10 yrs 7 mos
Morgan Stanley Smith Barney LLC
November 2011 - April 2012 · 5 mos
Morgan Stanley Smith BarneyBroker
October 2011 - April 2012 · 6 mos
Morgan Keegan & Company, INC.
March 2007 - October 2011 · 4 yrs 7 mos
Morgan Keegan & Company, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Amsouth Investment Management Company LLC
January 2007 - February 2007 · 1 mo
Amsouth Investment Services, INC.Broker
May 2004 - February 2007 · 2 yrs 9 mos
State Registrations13 states
AKCAFLILMINCNJOHPASCTNWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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