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Timothy Rafferty

21 Years of Experience
Little Rock, AR
Broker

Timothy Rafferty is a registered investment advisor at Raymond James & Associates, INC., based in Little Rock, AR, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

12921 Cantrell Road, Suite 400, Little Rock, AR, 72223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2019 - Present · 7 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Simmons First Capital Management, INC.
December 2014 - September 2015 · 9 mos
Simmons First Investment Group, INC.Broker
April 2009 - February 2019 · 9 yrs 10 mos
Simmons First Investment Group, INC.
April 2009 - February 2019 · 9 yrs 10 mos
Morgan Stanley & CO. Incorporated
April 2007 - April 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - April 2009 · 2 yrs
Morgan Stanley
February 2007 - April 2007 · 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
August 2004 - November 2006 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - November 2006 · 2 yrs 5 mos
State Registrations16 states
ARCACOINKSLAMAMIMOMSNCOKTNTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.