CC
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Charles Conrad is a registered investment advisor, based in Lakewood, OH, with 21 years of industry experience.
Location
14414 Detroit Ave . Ste. 101, Lakewood, OH, 44107
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Regulatory History (3)
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Financial
July 2016Final
Regulatory
July 2007Final
Judgment / Lien
August 2003Other Business ActivitiesSells Insurance
Charles is an advisory representative of a RIA, CIRA, spending nearly full-time trading. He is also the president of CM Conrad LLC, an insurance/benefits/human resources company, dedicating minimal time. Finally, Charles is the founder of Maverick Financial Strategies, spending nearly full-time trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2016 - Present · 9 yrs 11 mos
Cambridge Investment Research, INC.Broker
October 2016 - Present · 9 yrs 11 mos
Cambridge Investment Research, INC.
October 2016 - Present · 9 yrs 11 mos
Previous Registrations
Fsc Securities Corporation
September 2007 - October 2016 · 9 yrs 1 mo
Fsc Securities CorporationBroker
September 2007 - October 2016 · 9 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
July 2006 - June 2007 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2006 - June 2007 · 11 mos
Citigroup Global Markets INC.
June 2004 - July 2006 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2004 - July 2006 · 2 yrs 2 mos
State Registrations5 states
FLMDMNOHSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.