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MG

Michael Goodwin

21 Years of Experience
Houston, TX
BrokerSells Insurance

Michael Goodwin is a registered investment advisor, based in Houston, TX, with 21 years of industry experience.

Location

5234 Institute Ln., Houston, TX, 77005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Michael is an advisory representative of a registered investment advisor and part-owner of Goodwin & Menard LLC dba Sterling Wealth Advisors, dedicating a significant amount of time to these investment-related activities. He also works as an independent insurance agent selling health plans and ancillary insurance, spending a few hours per week on this, and provides accounting services, dedicating minimal time.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
September 2011 - Present · 14 yrs 8 mos
Cambridge Investment Research, INC.Broker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
MML Investors Services, LLC
April 2008 - September 2011 · 3 yrs 5 mos
MML Investors Services, LLCBroker
September 2006 - September 2011 · 5 yrs
Nylife Securities INC.Broker
August 2004 - September 2006 · 2 yrs 1 mo
State Registrations13 states
CACOFLIAILLAMAORPASCTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.