Lori Calloway is a registered investment advisor at Principal Advised Services, based in Frankfort, IN, with 20 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 16,940 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Principal Advised Services offers a Managed Account Service where they manage your retirement account for you. The annual fee is up to 0.50% of the daily value of your account. This fee is deducted monthly. The exact fee is negotiable by your employer's retirement plan sponsor and may depend on factors like the number of participants, plan assets, and whether the plan uses Principal's own investment funds. There may be a free trial period.
Location
Frankfort, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lori works as a Retirement Consultant and AVP for Principal, offering investment advice to retirement plan participants and managing sales of bank deposit products. Both roles are investment-related and take up nearly all of Lori's time.
Employment History
Current Registrations
Principal Advised Services
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Foreside Fund Services, LLCBroker
Voya Investment Management CO. LLC
Voya Investments Distributor, LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.