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Claudia Mata
19 Years of Experience
Coronado, CA
1 DisclosureBroker
Claudia Mata is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Coronado, CA, with 19 years of industry experience. Claudia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
800 Orange Ave, Coronado, CA, 92118
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
April 2008Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
April 2010 - Present · 16 yrs 3 mos
U.S. Bancorp Advisors, LLC
April 2010 - Present · 16 yrs 3 mos
Previous Registrations
Banc of America Investment Services, INC.
December 2004 - May 2008 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2008 · 3 yrs 7 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.