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Jeffrey Utterback

Bfc Planning, INC.
20 Years of Experience
Toledo, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jeffrey Utterback is a registered investment advisor at Bfc Planning, INC., based in Toledo, OH, with 20 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 7 more. Their firm serves 11,448 clients with $3.8B in assets under management.

Bfc Planning, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
11,448 clients
Average Client Portfolio
$336K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable annual fee is 2.5% across most asset management programs. Actual fees are negotiable and vary by representative and platform. Specific sub-adviser and program fees apply depending on the chosen platform.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Toledo, OH

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey markets United Health Care Medicare Advantage Plans and is a Registered Representative for Strategic Wealth Management Group, LLC, selling securities and life and health insurance. He also serves as Chairman of the board of trustees for Bay View Yacht Club, dedicating minimal time to this role.

Employment History
Current Registrations
Bfc Planning, INC.
November 2017 - Present · 8 yrs 11 mos
Berthel, Fisher & Company Financial Services, INC.Broker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Citizens Securities, INC.Broker
January 2016 - November 2017 · 1 yr 10 mos
Citizens Securities, INC.
January 2016 - November 2017 · 1 yr 10 mos
The Huntington Investment Company
August 2012 - January 2016 · 3 yrs 5 mos
The Huntington Investment CompanyBroker
August 2012 - January 2016 · 3 yrs 5 mos
VALIC Financial Advisors, INC.
June 2010 - August 2012 · 2 yrs 2 mos
VALIC Financial Advisors, INC.Broker
June 2010 - August 2012 · 2 yrs 2 mos
Natcity Investments, INC.
April 2008 - September 2009 · 1 yr 5 mos
Natcity Investments, INC.Broker
April 2008 - September 2009 · 1 yr 5 mos
Fifth Third Securities, INC.
November 2006 - January 2008 · 1 yr 2 mos
Fifth Third Securities, INC.Broker
November 2006 - January 2008 · 1 yr 2 mos
Metlife Securities INC.
March 2005 - September 2006 · 1 yr 6 mos
Metlife Securities INC.Broker
February 2005 - September 2006 · 1 yr 7 mos
Metropolitan Life Insurance CompanyBroker
February 2005 - September 2006 · 1 yr 7 mos
Mcdonald Investments INC.
August 2004 - February 2005 · 6 mos
Mcdonald Investments INC.Broker
June 2004 - February 2005 · 8 mos
State Registrations5 states
CAFLGAMIOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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