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Barney Grossman

21 Years of Experience
Dallas, TX
Broker

Barney Grossman is a registered investment advisor at Morgan Stanley, based in Dallas, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5001 Spring Valley Road, Suite 900W, Dallas, TX, 75244

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barney is on the Advisory Board and Finance Committee for the Knox-Corinthian Masonic Lodge #851 AF & AM. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
February 2008 - June 2009 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
February 2008 - June 2009 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2005 - December 2007 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2005 - December 2007 · 2 yrs
Chase Investment Services CORP.
October 2005 - November 2005 · 1 mo
Chase Investment Services CORP.Broker
August 2005 - November 2005 · 3 mos
Banc of America Investment Services, INC.Broker
June 2004 - April 2005 · 10 mos
State Registrations27 states
AKAZCACODCFLGAKSLAMAMDMEMIMNMOMTNCNJNMNYOKORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Barney Grossman - Financial Advisor | TrueAdvisor