CM
CM
Christopher Mclaughlin
21 Years of Experience
Lawrenceville, NJ
3 DisclosuresBroker
Christopher Mclaughlin is a registered investment advisor at Morgan Stanley, based in Lawrenceville, NJ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Lenox Drive, Suite 300, Lawrenceville, NJ, 08648
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2009Settled
Customer Dispute
March 2009Denied
Customer Dispute
August 2008Settled
Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
February 2009 - September 2011 · 2 yrs 7 mos
RBC Capital Markets, LLC
February 2009 - September 2011 · 2 yrs 7 mos
Wachovia Securities, LLC
September 2004 - February 2009 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
July 2004 - February 2009 · 4 yrs 7 mos
State Registrations39 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.