CL
CL

Christopher Lawson

21 Years of Experience
Germantown, MD
1 DisclosureBroker

Christopher Lawson is a registered investment advisor, based in Germantown, MD, with 21 years of industry experience.

Location

19941 Century Blvd, Germantown, MD, 20874

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
July 2010 - January 2018 · 7 yrs 6 mos
Bb&t Investment Services, INC.
July 2010 - January 2018 · 7 yrs 6 mos
Wells Fargo Advisors, LLC
February 2009 - July 2010 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
February 2009 - July 2010 · 1 yr 5 mos
Banc of America Investment Services, INC.
February 2007 - February 2009 · 2 yrs
Banc of America Investment Services, INC.Broker
February 2007 - February 2009 · 2 yrs
Chase Investment Services CORP.Broker
July 2005 - February 2007 · 1 yr 7 mos
Chase Investment Services CORP.
July 2005 - February 2007 · 1 yr 7 mos
Banc One Securities Corporation
March 2005 - July 2005 · 4 mos
Banc One Securities CorporationBroker
March 2005 - July 2005 · 4 mos
American Express Financial Advisors, INC.
August 2004 - February 2005 · 6 mos
American Express Financial Advisors INC.Broker
July 2004 - February 2005 · 7 mos
Ids Life Insurance CompanyBroker
July 2004 - February 2005 · 7 mos
State Registrations24 states
ALAZCACODCDEFLGAKYMAMDMIMONCNJNMNVNYPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Lawson - Financial Advisor | TrueAdvisor