Alexis Cole is a CFP-designated registered investment advisor at California Capital Management, based in Black Mountain, NC, with 19 years of industry experience. Alexis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 352 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
California Capital Management offers investment management through a wrap fee program. The fees for this program are bundled, meaning you won't pay extra for individual trades. The firm also provides retirement plan consulting services to employer plan sponsors, with fees not exceeding 1.50% of plan assets. The specific fee arrangement is determined on a case-by-case basis.
Location
Black Mountain, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alexis manages rental properties, dedicating about 5% of their time. They also serve as Successor Trustee for the Catherine Cole Ferandelli Living Trust, treasurer/board member for the Southern CA Reined Cow Horse Association, and board member for Cottages on Liberty Green, spending minimal time on each.
Employment History
Current Registrations
California Capital Management
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.