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Shawn Dye

21 Years of Experience
West Fargo, ND
Broker

Shawn Dye is a registered investment advisor at Cetera Investment Advisers LLC, based in West Fargo, ND, with 21 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

825 26th Ave E, West Fargo, ND, 58078

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shawn works as a Trust Officer at First Western Bank & Trust, performing annual reviews of plans for businesses. He does not make investment decisions or participate in the execution of transactions.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2020 - Present · 5 yrs 10 mos
Cetera Investment Services LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
LPL Financial LLC
July 2019 - November 2019 · 4 mos
LPL Financial LLCBroker
July 2019 - November 2019 · 4 mos
Bancwest Investment Services, INC. (bwis)
May 2015 - May 2019 · 4 yrs
Bancwest Investment Services, INC.Broker
May 2006 - May 2019 · 13 yrs
Primevest Financial Services, INC.Broker
May 2004 - May 2006 · 2 yrs
State Registrations7 states
AZFLMNNDSCSDUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shawn Dye - Financial Advisor | TrueAdvisor