FW
FW

Fiona Walker

20 Years of Experience
Orlando, FL
Broker

Fiona Walker is a registered investment advisor at Raymond James & Associates, INC., based in Orlando, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

301 East Pine Street, Suite 1100, Orlando, FL, 32801

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2020 - Present · 6 yrs 4 mos
Raymond James & Associates, INC.
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2007 - January 2020 · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
May 2007 - January 2020 · 12 yrs 8 mos
Wachovia Securities, LLCBroker
August 2005 - February 2007 · 1 yr 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Fiona Walker - Financial Advisor | TrueAdvisor