Stephen Corbett is a registered investment advisor, based in San Diego, CA, with 20 years of industry experience.
Location
655 W Broadway 12th Fl, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Services LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Services LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Financial Specialists LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Cetera Advisors LLCBroker
April 2020 - Present · 6 yrs 1 mo
Cetera Advisors LLC
April 2020 - Present · 6 yrs 1 mo
Cetera Wealth Services, LLCBroker
May 2016 - Present · 10 yrs
Cetera Wealth Services, LLC
May 2016 - Present · 10 yrs
Previous Registrations
Girard Securities, INC.Broker
August 2015 - November 2017 · 2 yrs 3 mos
First Allied Advisory Services, INC.
April 2014 - November 2020 · 6 yrs 7 mos
Ffp Securities, INC.Broker
September 2007 - June 2008 · 9 mos
Advanced Equities, INC.Broker
October 2005 - November 2011 · 6 yrs 1 mo
First Allied Securities, INC.Broker
July 2005 - September 2022 · 17 yrs 2 mos
State Registrations2 states
CAMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.