Niki Walters
Niki Walters is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Mt Vernon, WA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
1404 East College Way, Suite 103, Mt Vernon, WA, 98273
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Niki is a limited member of Camp Roosevelt LLC and a board member/treasurer for the Jean Thompson Guild. Both activities are non-investment related and require minimal time.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
Mcadams Wright Ragen, INC.
Mcadams Wright Ragen, INC.Broker
Edward JonesBroker
Mcadams Wright Ragen, INC.Broker
State Registrations23 states
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