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Anson Harris

21 Years of Experience
Bethesda, MD
Broker

Anson Harris is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bethesda, MD, with 21 years of industry experience. Anson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7500 Old Georgetown Rd, Ste 1200, Bethesda, MD, 20814-6133

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLCBroker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2014 - November 2020 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2014 - November 2020 · 6 yrs 4 mos
Morgan Stanley
May 2011 - July 2014 · 3 yrs 2 mos
Morgan StanleyBroker
May 2011 - July 2014 · 3 yrs 2 mos
AXA Advisors, LLC
August 2009 - May 2011 · 1 yr 9 mos
AXA Advisors, LLCBroker
July 2009 - May 2011 · 1 yr 10 mos
Banc of America Securities LLCBroker
March 2005 - May 2009 · 4 yrs 2 mos
Banc of America Securities LLCBroker
May 2004 - March 2005 · 10 mos
State Registrations26 states
AKALCACOCTDCDEFLGAILMAMDMEMNNCNHNJNYOHORPASCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.