TrueAdvisor
TrueAdvisor
KC
KC

Kevin Callaghan

Advice and Planning Services
22 Years of Experience
Boston, MA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Kevin Callaghan is a registered investment advisor at Advice and Planning Services, based in Boston, MA, with 22 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

33 Arch Street, 12th Floor, Suite 1210, Boston, MA, 02110

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2021
Settled
Criminal
July 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kevin owns rental real estate since 2016 and is the President of Harvard Youth Lacrosse since 2022. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
Advice and Planning Services
August 2012 - Present · 14 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2012 - Present · 14 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLC
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Cco Investment Services CORP.Broker
November 2009 - July 2012 · 2 yrs 8 mos
Cco Investment Services CORP.
November 2009 - July 2012 · 2 yrs 8 mos
TD Ameritrade, INC.
January 2009 - October 2009 · 9 mos
Amerivest Investment Management, LLC
January 2009 - October 2009 · 9 mos
TD Ameritrade, INC.Broker
January 2009 - October 2009 · 9 mos
Ameriprise Financial Services, INC.
August 2007 - January 2009 · 1 yr 5 mos
Ameriprise Financial Services, INC.Broker
July 2004 - January 2009 · 4 yrs 6 mos
Ids Life Insurance CompanyBroker
July 2004 - July 2006 · 2 yrs
State Registrations10 states
CTMAMENHNJNYPARIVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Boston, MA →All financial advisors in Massachusetts →