Richard Land is a registered investment advisor at Morgan Stanley, based in Wellesley, MA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
112 Worcester Street, Wellesley, MA, 02481
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Fieldpoint Private Securities, LLCBroker
September 2016 - August 2017 · 11 mos
Fieldpoint Private Securities LLC
September 2016 - August 2017 · 11 mos
Citigroup Global Markets INC.
November 2012 - September 2016 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
May 2007 - September 2016 · 9 yrs 4 mos
Citicorp Investment ServicesBroker
May 2004 - May 2007 · 3 yrs
State Registrations2 states
CTMA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.