Robert Moody is a registered investment advisor, based in Cincinnati, OH, with 19 years of industry experience.
Location
303 Broadway, Suite 1100, Cincinnati, OH, 45202-4203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert engages in business-to-business marketing and solicitation activities for Separately Managed Accounts and Model Portfolio Delivery options. This takes a few hours per week and is compensated via an override as a percentage of the management fee.
Employment History
Current Registrations
Touchstone Advisors INC
Touchstone Securities, LLCBroker
Touchstone Securities, LLC
Previous Registrations
Columbia Management Investment Distributors, INC.Broker
Columbia Management Investment Advisers, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
John Hancock Funds, LLCBroker
State Registrations53 states
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