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Steven Kellough

21 Years of Experience
Tuscaloosa, AL
2 DisclosuresBroker

Steven Kellough is a registered investment advisor at Raymond James & Associates, INC., based in Tuscaloosa, AL, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

200 Marina Drive, Tuscaloosa, AL, 35406

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Withdrawn
Customer Dispute
July 2010
Settled
Other Business Activities

Steven is the President and on the Advisory Board of The Bourbon Club of Tuscaloosa, a non-profit organization, since February 2024. He spends a few hours per week ensuring compliance and leading charity efforts.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
October 2004 - February 2013 · 8 yrs 4 mos
Morgan Keegan & Company, INC.Broker
September 2004 - February 2013 · 8 yrs 5 mos
State Registrations47 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Kellough - Financial Advisor | TrueAdvisor