PM
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Pier Mutovic

20 Years of Experience
New Providence, NJ
2 DisclosuresBroker

Pier Mutovic is a registered investment advisor at LPL Financial LLC, based in New Providence, NJ, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

598 Central Ave, New Providence, NJ, 07974

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2009
Settled
Customer Dispute
October 2008
Settled
Other Business Activities

Pier operates Affinity Investment Services as a DBA for their LPL business. Pier also owns Pulp Philly LLC (Glory Beer Bar & Kitchen) and Woodland Durrell LLC, a business entity for tax/investment purposes only.

Employment History
Current Registrations
LPL Financial LLC
April 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2020 - April 2023 · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 2020 - April 2023 · 3 yrs 3 mos
M&t Securities, INC.
April 2017 - January 2020 · 2 yrs 9 mos
M&t Securities, INC.Broker
May 2016 - January 2020 · 3 yrs 8 mos
Invest Financial CorporationBroker
October 2015 - November 2015 · 1 mo
Essex National Securities, LLCBroker
April 2011 - October 2015 · 4 yrs 6 mos
LPL Financial LLCBroker
May 2008 - April 2011 · 2 yrs 11 mos
Ifmg Securities, INC.Broker
September 2005 - May 2008 · 2 yrs 8 mos
First Investors CorporationBroker
May 2004 - April 2005 · 11 mos
State Registrations15 states
CACTDEFLINMAMDMENCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.