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CR

Chad Rother

21 Years of Experience
Lawton, OK
Broker

Chad Rother is a registered investment advisor at Morgan Stanley, based in Lawton, OK, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

601 SW C. Avenue, Suite 100, Lawton, OK, 73501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chad serves as a successor in a trust and an estate, both investment-related activities. These roles involve check signing/funds disbursements and estate administration, but require minimal time commitment.

Employment History
Current Registrations
Morgan Stanley
May 2010 - Present · 16 yrs
Morgan StanleyBroker
May 2010 - Present · 16 yrs
Previous Registrations
Waddell & Reed, INC.
November 2004 - April 2010 · 5 yrs 5 mos
Waddell & Reed, INC.Broker
September 2004 - April 2010 · 5 yrs 7 mos
State Registrations39 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chad Rother - Financial Advisor | TrueAdvisor