Roy Rumbley is a registered investment advisor at Greybox Investments, based in Birmingham, AL, with 21 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 95 clients with $190M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.95% |
| $1.0M - $2.5M | 0.85% |
| $2.5M+ | 0.75% |
All fees are negotiable.
Fee Estimator
Location
2301 Morris Avenue, Suite 105, Birmingham, AL, 35203
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roy is the sole member of Rumbley Capital Management LLC, which is not investment-related and owns rental property. This activity does not require time during trading hours.
Employment History
Current Registrations
Greybox Investments
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Financial Services, INC.Broker
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.