Scott Smith
Scott Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Mill, SC, with 21 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Fort Mill, SC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is an insurance agent selling life, health, disability, annuities, long-term care, and P&C insurance, dedicating minimal time to this. He is also a managing partner at Convergent Financial Partners, LLC, providing brokerage and advisory services, which takes about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Farm Vp Management CORP.Broker
Farmers Financial Solutions, LLCBroker
Farmers Financial Solutions, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.