KH
KH
Kurt Hoffmann
10 Years of Experience
Sacramento, CA
1 DisclosureBroker
Kurt Hoffmann is a registered investment advisor at Charles Schwab & CO., INC., based in Sacramento, CA, with 10 years of industry experience. Kurt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
525 Fulton Avenue, Sacramento, CA, 95825-4812
Get directionsHistory
Regulatory History (1)
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Financial
January 2018Final
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2018 - Present · 7 yrs 10 mos
Charles Schwab & CO., INC.Broker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Principal Securities, INC.
May 2016 - September 2016 · 4 mos
Principal Securities, INC.Broker
May 2016 - September 2016 · 4 mos
Morgan Stanley
January 2015 - December 2015 · 11 mos
Morgan StanleyBroker
December 2014 - December 2015 · 1 yr
U.S. Bancorp Investments, INC.
January 2006 - April 2006 · 3 mos
U.S. Bancorp Investments, INC.Broker
July 2005 - April 2006 · 9 mos
Morgan Stanley
September 2004 - July 2005 · 10 mos
Morgan Stanley Dw INC.Broker
August 2004 - July 2005 · 11 mos
State Registrations7 states
CADCFLMDNVORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.