Timothy Poole
Timothy Poole is a registered investment advisor at Sowell Management, based in North Little Rock, AR, with 21 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
5320 Northshore Drive, North Little Rock, AR, 72118
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
April 2020Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Timothy is an advisory board member at Oaklawn Baptist Church and a board member at Hot Spring Family YMCA, dedicating a few hours per week to these roles. He is also an insurance agent and the President/Investment Advisor for Apex Asset Advisors, spending about a quarter of his time on these investment-related activities.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.