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Keith Tomer

Commonwealth Financial Network
22 Years of Experience
Doylestown, PA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Keith Tomer is a registered investment advisor at Commonwealth Financial Network, based in Doylestown, PA, with 22 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

601 New Britain Road, Suite 525, Doylestown, PA, 18901

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Regulatory
February 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Keith sells fixed insurance, dedicating minimal time to this activity. He also works as an Operations Assistant with signing authority for MCKC, LLC, taking about half of his time.

Employment History
Current Registrations
Commonwealth Financial Network
May 2023 - Present · 3 yrs 5 mos
Commonwealth Financial NetworkBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Securian Financial Services, INC.
March 2012 - May 2023 · 11 yrs 2 mos
Securian Financial Services, INC.
August 2009 - December 2011 · 2 yrs 4 mos
Securian Financial Services, INC.Broker
July 2004 - May 2023 · 18 yrs 10 mos
State Registrations21 states
AZCACODEFLKSMDMIMNMSNCNJNYOHOKPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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