Chiahsin Ku is a registered investment advisor, based in Costa Mesa, CA, with 21 years of industry experience.
Location
Citi Private Bank, 650 Town Center Drive, Suite 1550, Costa Mesa, CA, 92626
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
November 2015 - Present · 10 yrs 6 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs
Previous Registrations
Citicorp Investment ServicesBroker
May 2004 - May 2007 · 3 yrs
State Registrations13 states
AZCACOFLIDILNHNJNVNYORTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.