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Kristopher Cerciello

J.P. Morgan Securities LLC
21 Years of Experience
Mineola, NY
1 DisclosureBroker
View SEC Summary
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Kristopher Cerciello is a registered investment advisor at J.P. Morgan Securities LLC, based in Mineola, NY, with 21 years of industry experience. Kristopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

216 Old Country Rd, Mineola, NY, 11501

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kristopher is involved in e-commerce, listing household items for sale on Ebay and Facebook Marketplace since 2022. This activity requires minimal time.

Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
October 2009 - October 2012 · 3 yrs
Chase Investment Services CORP.Broker
September 2009 - October 2012 · 3 yrs 1 mo
Citigroup Global Markets INC.Broker
August 2006 - September 2009 · 3 yrs 1 mo
TD Ameritrade, INC.Broker
March 2006 - July 2006 · 4 mos
Gunnallen Financial, INCBroker
February 2005 - September 2005 · 7 mos
Cantella & CO., INC.Broker
October 2004 - February 2005 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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