Alexander Rivas is a registered investment advisor, based in Dallas, TX, with 16 years of industry experience.
Location
3200 Olympus Blvd., Suite 100, Dallas, TX, 75019
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Financial Specialists LLC
September 2025 - Present · 10 mos
Cetera Financial Specialists LLCBroker
September 2025 - Present · 10 mos
Cetera Wealth Services, LLC
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Investment Services, INC.Broker
April 2019 - September 2025 · 6 yrs 5 mos
Avantax Advisory Services
April 2019 - September 2025 · 6 yrs 5 mos
1st Global Advisors INC
December 2016 - September 2018 · 1 yr 9 mos
1st Global Capital CORP.Broker
December 2013 - September 2018 · 4 yrs 9 mos
Wells Fargo Advisors, LLCBroker
June 2012 - December 2013 · 1 yr 6 mos
Morgan Stanley Smith BarneyBroker
May 2010 - July 2010 · 2 mos
Fidelity Brokerage Services LLCBroker
January 2008 - February 2009 · 1 yr 1 mo
Fidelity Investments Institutional Services Company, INC.Broker
April 2007 - January 2008 · 9 mos
Fidelity Brokerage Services LLCBroker
June 2006 - April 2007 · 10 mos
Fidelity Brokerage Services LLCBroker
August 2004 - November 2004 · 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.