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Syed Hussain

20 Years of Experience
Mt. Laurel, NJ
2 DisclosuresBroker

Syed Hussain is a registered investment advisor at LPL Financial LLC, based in Mt. Laurel, NJ, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1000 Atrium Way, Suite 401, Mt. Laurel, NJ, 08054

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012
Denied
Customer Dispute
July 2008
Settled
Other Business Activities

Syed owns rental real estate in Jersey City since 2011 and short-term vacation rentals in Wells, ME since 2021, spending a few hours per week on each. He also dedicates full-time hours to Momentum Wealth Partners, and minimal time to SAH Wealth Management LLC, Syed 'Asif' Hussain, and Momentum Innovations.

Employment History
Current Registrations
LPL Financial LLC
May 2023 - Present · 3 yrs
LPL Financial LLC
April 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Gladstone Wealth Group
September 2021 - March 2022 · 6 mos
LPL Financial LLCBroker
September 2021 - March 2022 · 6 mos
J.P. Morgan Securities LLC
October 2012 - July 2021 · 8 yrs 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2021 · 8 yrs 9 mos
Chase Investment Services CORP.
May 2006 - October 2012 · 6 yrs 5 mos
Chase Investment Services CORP.Broker
May 2006 - October 2012 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - May 2006 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2005 - May 2006 · 7 mos
Morgan Stanley
November 2004 - September 2005 · 10 mos
Morgan Stanley Dw INC.Broker
August 2004 - September 2005 · 1 yr 1 mo
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Syed Hussain - Financial Advisor | TrueAdvisor