Tracy Helmer
Tracy Helmer is a registered investment advisor at LPL Financial LLC, based in Evansville, IN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3300 N Green River Road, Evansville, IN, 47715
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2010Employment Separation After Allegations
September 2010Other Business ActivitiesSells Insurance
Tracy operates German American Investment Services as a DBA for her LPL business, dedicating full-time hours. She also engages in non-variable insurance sales and relationship management for German American Financial Advisors and Trust Co, each taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Investment Professionals, INC.
Investment Professionals, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Invest Financial Corporation
Invest Financial CorporationBroker
Onb Investment Services,inc.
Onb Investment Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.