BW
CFA
BW
CFA

Brian Lee Whitworth

20 Years of Experience
BrokerSells Insurance
Areas of Practice
Alternative Investments
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
174 advisors
Number of Clients
2,241 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

15301 Ventura Blvd, Building B Suite 410, Sherman Oaks, CA, 91403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an investor and board member of LIC Development LLC, dedicating minimal time. He also works as an instructor for the CFA Society of Los Angeles and owns a software development business, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Hilltop Securities INC.
September 2025 - Present · 5 mos
Hilltop Securities INC.Broker
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
Hilltop Securities Asset Management, LLC
May 2025 - September 2025 · 4 mos
Fsw Advisory Services INC.
January 2010 - December 2016 · 6 yrs 11 mos
First Southwest Company, LLCBroker
May 2009 - January 2016 · 6 yrs 8 mos
J.P. Morgan Securities INC.Broker
August 2004 - June 2008 · 3 yrs 10 mos
State Registrations5 states
AZCAFLRITX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.