Hilltop Securities Inc. is a full-service broker-dealer and registered investment advisor providing a wide array of wealth management services, advisory programs, and retirement planning solutions for individuals, corporate clients, and institutions. The firm offers multiple managed account programs, including custom portfolios, model-based platforms, separately managed accounts, and unified managed accounts in partnership with platforms like Envestnet. Clients can access personalized investment strategies across equities, fixed income, mutual funds, exchange-traded funds, and alternative investments. Hilltop Securities also provides financial planning and consulting services covering personal budgeting, tax strategies, retirement planning, insurance reviews, and estate planning. Advisory services are delivered through Investment Adviser Representatives who help clients align their portfolios with their risk tolerance and financial goals.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $500K | 2.50% |
| $500K - $1000K | 2.25% |
| $1.0M - $4.0M | 2.00% |
| $4M+ | 1.85% |
Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.