Nitika Sethi is a registered investment advisor, based in New York, NY, with 21 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citi Private Alternatives, LLC
November 2021 - Present · 4 yrs 6 mos
Citi Private Alternatives, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Citigroup Global Markets INC.
June 2010 - Present · 15 yrs 11 mos
Citigroup Global Markets INC.
June 2010 - Present · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Citi Global Advisory, LLC
October 2021 - June 2010 · 0 mos
Hsbc Securities (USA) INC.
March 2010 - May 2010 · 2 mos
Hsbc Securities (USA) INC.Broker
March 2010 - May 2010 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2009 - February 2010 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2007 - February 2010 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Citicorp Investment Services
February 2006 - April 2007 · 1 yr 2 mos
Citicorp Investment ServicesBroker
June 2004 - April 2007 · 2 yrs 10 mos
State Registrations53 states
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Exams
No exam information available for this advisor.