Garrett Brookes is a CFA-designated registered investment advisor, based in Denver, CO, with 16 years of industry experience.
Location
Denver, CO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Garrett works as an IAR/Consultant at Slingshot Financial, focusing on institutional business development and investor relations. This activity takes nearly all of Garrett's time.
Employment History
Current Registrations
The Leaders Group, INC.Broker
January 2025 - Present · 1 yr 4 mos
The Leaders Group, INC.
January 2025 - Present · 1 yr 4 mos
Slingshot Financial
May 2021 - Present · 5 yrs
Previous Registrations
Oppenheimerfunds Distributor, INC.Broker
March 2017 - May 2019 · 2 yrs 2 mos
Globalt Investments
March 2015 - February 2017 · 1 yr 11 mos
Imst Distributors, LLCBroker
May 2014 - June 2014 · 1 mo
Guggenheim Investments
October 2010 - February 2014 · 3 yrs 4 mos
Rydex Advisory Services, LLC
January 2009 - October 2010 · 1 yr 9 mos
Guggenheim Distributors, LLCBroker
February 2007 - February 2014 · 7 yrs
State Registrations1 state
CO
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.