Scott Vineberg
Scott Vineberg is a CFP-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 22 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
14362 N Frank Lloyd Wright Bvd, Ste 2111, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is involved with Pinnacle Financial Planning, INC as a business entity for tax/investment purposes. He also works as an agent selling whole life, term life, long-term care, and health insurance, dedicating a few hours per week to this activity, and operates under the DBAs SDV FINANCIAL and SDV Financial Wealth Management for his LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Financial Roadmap, INC.
Householder Group Estate & Retirement Specialists
Ssn Advisory, INC.
Householder Group Financial Advisors, LLC
Securities Service Network, LLCBroker
Householder Group, Estate & Retirement Specialists
Sagepoint Financial, INC.Broker
Royal Alliance Associates, INC.
Nwf Advisory Services INC
Royal Alliance Associates, INC.Broker
National Planning CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Wade CardonLPL Financial LLC
- Roger AdlerLPL Financial LLC
- Keith Davis, CFPLPL Financial LLC
- Kory BudingerLPL Financial LLC
- Aaron Mclaughlin, CFPLPL Financial LLC
- Danielle Scodellaro, CFP, ChFCLPL Financial LLC