Thomas Sutton
Thomas Sutton is a registered investment advisor at LPL Financial LLC, based in Hayward, WI, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15818 Railroad St, Hayward, WI, 54843
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas operates under several business entities, including Ford Financial Group and Sutton Financial Group, some as DBAs for his LPL business. He also works with ICAG Ins Agency and serves as a notary public, dedicating about 10-20% of his time to Sutton Financial Group Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations20 states
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