CD
CD

Carmen Delgado

19 Years of Experience
Los Angeles, CA
Broker

Carmen Delgado is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carmen is the sole proprietor and owner of Ro + Liv Events/Bubbly Events, a party decor business, since March 2023. She dedicates a few hours per week to customer service after business hours.

Employment History
Current Registrations
Morgan Stanley
March 2016 - Present · 10 yrs 2 mos
Morgan StanleyBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Steel Peak Wealth Management, LLC
July 2014 - November 2015 · 1 yr 4 mos
Morgan Stanley
June 2009 - April 2014 · 4 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2008 - June 2009 · 1 yr 2 mos
Morgan Stanley & CO. Incorporated
April 2008 - June 2009 · 1 yr 2 mos
Wachovia Securities, LLC
July 2007 - November 2007 · 4 mos
Wachovia Securities, LLCBroker
April 2007 - November 2007 · 7 mos
Citicorp Investment ServicesBroker
March 2005 - August 2006 · 1 yr 5 mos
State Registrations42 states
ARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMIMNMOMTNCNENHNJNMNVNYOHORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carmen Delgado - Financial Advisor | TrueAdvisor