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Michel Bess
21 Years of Experience
Kokomo, IN
3 DisclosuresBroker
Michel Bess is a registered investment advisor at Raymond James & Associates, INC., based in Kokomo, IN, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2130 W Sycamore, Ste 150, Kokomo, IN, 46901
Get directionsHistory
Regulatory History (3)
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Customer Dispute
August 2009Denied
Customer Dispute
June 2009Denied
Customer Dispute
December 2008Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2024 - Present · 2 yrs 5 mos
Raymond James & Associates, INC.
February 2024 - Present · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - February 2024 · 14 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
May 2009 - February 2024 · 14 yrs 9 mos
Edward Jones
April 2007 - June 2009 · 2 yrs 2 mos
Edward JonesBroker
August 2004 - June 2009 · 4 yrs 10 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.