Lan Lin is a registered investment advisor at LPL Financial LLC, based in Sunnyvale, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
710 Lakeway Dr Ste 250, Sunnyvale, CA, 94085-4046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lan sells life, health, disability, long-term care, and fixed annuities through Polaris Advisory and Polaris Financial & Insurance Services, dedicating about 30% of their time to these activities. Lan also operates Polaris Advisory Inc. as a DBA for their LPL business, spending full-time hours on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Strategic Wealth Advisors Group
Associated Planners Investment Advisory INC
Associated Securities CORP.
Associated Securities CORP.Broker
Investment Advisors International, INC.
World Group Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.