Steve Williams is a CFA-designated registered investment advisor, based in Lake Mary, FL, with 21 years of industry experience.
Location
300 Primera Blvd., Suite 200, Lake Mary, FL, 32746
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steve has a personal E-Bay account where he sells personal items. This activity takes minimal time and is not investment related.
Employment History
Current Registrations
Ascensus Broker Dealer Services, LLC
August 2023 - Present · 2 yrs 8 mos
Ascensus Broker Dealer Services, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Newport Group Consulting, LLC
January 2018 - Present · 8 yrs 3 mos
Previous Registrations
Newport Group Securities, INC.
October 2004 - December 2017 · 13 yrs 2 mos
Newport Group Securities, INC.Broker
July 2004 - August 2023 · 19 yrs 1 mo
State Registrations2 states
FLMA
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.